Biographies on Andrew Stoltmann, Dave Neuman and Joe Wojciechowski Stoltmann In The News Stoltmann Arbitration Awards Checking Out Brokers & Advisers 151 Answers To Most FAQs Group Arbitration Actions Contact & Disclaimer

Helping individuals recover their investment and retirement plan losses.


Arbitration Process


The Director of Arbitration will appoint, as appropriate, an arbitrator or panel of arbitrators. The Director of Arbitration will notify the parties of the names, current affiliations, and 10 years' business histories of the proposed arbitrators. In addition, parties will be informed of any information disclosed pursuant to the Uniform Code and the Code of Ethics for Arbitrators by any arbitrator. The arbitrators will be informed of the names of the parties to the dispute, counsel, witnesses, and the nature of the issues raised. If any arbitrator determines that he or she cannot render a fair and impartial award, the Director of Arbitration will appoint a substitute arbitrator.

In a small claim, if the arbitrator believes the controversy is such that additional expertise is needed, he or she can direct that an arbitration panel be formed with two additional arbitrators. The majority of this panel will be from the public. The arbitrator also may request that a hearing be held or that additional documentation be provided.

About Our Lawyers
Learn more about Andrew Stoltmann, Dave Neuman and Joe Wojciechowski

Stoltmann In The News
Various news articles and TV transcripts quoting Andrew Stoltmann or profiling his clients.

Stoltmann Arbitration Awards
Arbitration Awards by Andrew Stoltmann.

InvestmentFraud.PRO Blog
Read the InvestmentFraud.PRO Blog.

Arbitration Process
Questions and Answers on the Arbitration Process.

Checking Out Your Broker
Tips for Checking Out Brokers and Advisers.

151 Answers To Most Faqs.
Excerpts from the book by co-authored by Andrew Stoltmann on Investor Rights for the 21st Century.

Group Arbitration Actions
Learn more about Group Arbitration Actions.

Insurance Abuses
Life Insurance Twisting

Ponzi Scheme
Scheme usually offers abnormally high short-term returns...

Bond Fraud
At Stoltmann Law Offices, we've represented many clients in arbitrations ...

Get Started, Schedule A Meeting.
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Cases Pending/Current Investigations
Specific broker’s/brokerage firm’s name and actions

Free, 24 Hour, Online Evaluation
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