Chicago Securities Arbitration Lawyer - Recovers Investment Losses through NASD Arbitration - Brokerage Attorney, Stockbroker Fraud

Helping individuals recover their investment and retirement plan losses.

» Arbitration Procedures

» What Is Arbitration?

» What Disputes Are Eligible For Arbitration?

» Who Are The Arbitrators?

» Can I Be Represented By An Attorney?

» How Is Arbitration Begun?

» What Happens After The Claim Is Filed?

» Appointment Of Arbitrators

» Can I Challenge An Arbitrator?

» What Are Challenges For Cause?

» How Do I Prepare For A Hearing?

» How Are The Hearings Conducted?

» How Are The Parties Notified Of Decisions?

» Conclusion

» Glossary Of Terms

» About This Information

CAN I BE REPRESENTED BY AN ATTORNEY?

Parties have an absolute right to be represented by an attorney and may do so at any stage of the arbitration. Parties should be aware that, even if they do not elect to be represented by counsel, the other party may have an attorney, and they can assume that broker/dealers will be represented by an attorney.

Any party represented by counsel should notify the Director of Arbitration of the counsel's name and address either in the Statement of Claim or the Statement of Answer or by a separate written notice. After such notification, communications concerning the case will be addressed to the counsel.

The sponsoring organizations cannot recommend or provide counsel in the arbitration nor can employees of that organization provide legal advice. Parties who do not have counsel and wish to be represented may want to contact the local bar association for a referral.



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