Chicago Securities Arbitration Lawyer - Recovers Investment Losses through NASD Arbitration - Brokerage Attorney, Stockbroker Fraud

Helping individuals recover their investment and retirement plan losses.

» Arbitration Procedures

» What Is Arbitration?

» What Disputes Are Eligible For Arbitration?

» Who Are The Arbitrators?

» Can I Be Represented By An Attorney?

» How Is Arbitration Begun?

» What Happens After The Claim Is Filed?

» Appointment Of Arbitrators

» Can I Challenge An Arbitrator?

» What Are Challenges For Cause?

» How Do I Prepare For A Hearing?

» How Are The Hearings Conducted?

» How Are The Parties Notified Of Decisions?

» Conclusion

» Glossary Of Terms

» About This Information

WHO ARE THE ARBITRATORS?

Arbitrators are impartial persons who are knowledgeable in the areas in controversy. Each sponsoring organization maintains a roster of individuals whose professional qualifications and experience qualify them for service as arbitrators. The arbitrators are not employees of the sponsoring organization and they, not the sponsoring organization, will decide your dispute. The arbitrators do, however, receive an honorarium from the SROs.

The Director of Arbitration will appoint a panel, usually consisting of one or three arbitrators. Unless a customer elects otherwise, the majority of the members of such panels are individuals referred to as "public arbitrators" who are neither associated with nor employed by a broker/dealer or securities industry organization.

The Director of Arbitration will inform the parties of the names and business affiliations of the selected arbitrators, their employment histories for the last 10 years, as well as any conflict information disclosed pursuant to the Uniform Code. Some parties are interested in previous awards issued by prospective arbitrators. Each sponsoring organization has developed procedures to make available information on public customer awards issued since May 1989.



	About Our Lawyers Learn more about Andrew Stoltmann, Dave Neuman and Joe Wojciechowski Stoltmann In The News Various news articles and TV transcripts quoting Andrew Stoltmann or profiling his clients. Stoltmann Arbitration Awards Arbitration Awards by Andrew Stoltmann. InvestmentFraud.PRO Blog Read the InvestmentFraud.PRO Blog. Arbitration Process Questions and Answers on the Arbitration Process. Checking Out Your Broker Tips for Checking Out Brokers and Advisers. 151 Answers To Most Faqs. Excerpts from the book by co-authored by Andrew Stoltmann on Investor Rights for the 21st Century. Group Arbitration Actions Learn more about Group Arbitration Actions. Insurance Abuses Life Insurance Twisting Ponzi Scheme Scheme usually offers abnormally high short-term returns... Bond Fraud At Stoltmann Law Offices, we've represented many clients in arbitrations ... Get Started, Schedule A Meeting. Contact our office to schedule a meeting. Cases Pending/Current Investigations Specific broker’s/brokerage firm’s name and actions Free, 24 Hour, Online Evaluation Contact our office to schedule a meeting.